古井贡B:2016年第三季度报告正文(英文版)

2016-10-31 00:00:00 来源:深交所
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Explanation of why the Company classified an item as exceptional profit/loss according to the definition in the Explanatory

Announcement No. 1 on Information Disclosure for Companies Offering Their Securities to the Public—Exceptional Profit and Loss,

or reclassified any exceptional profit/loss item given as an example in the said explanatory announcement to recurrent profit/loss

□ Applicable √ Not applicable

No such cases in the Reporting Period.

II Total number of shareholders and shareholdings of top 10 shareholders at the period-end

1. Total number of ordinary shareholders and preference shareholders who had resumed their voting right

& shareholdings of top 10 shareholders at the period-end

Unit: share

Total number of preference

Total number of ordinary shareholders who had

shareholders at the end of the 24,876 resumed their voting right at Not applicable

Reporting Period the end of the Reporting

Period (if any)

Shareholdings of top 10 shareholders

Number of Pledged or frozen shares

Name of Nature of Shareholding Number of shares

restricted shares

shareholder shareholder percentage held Status Number

held

ANHUI GUJING

GROUP State-owned

53.89% 271,404,022 Pledged 114,000,000

COMPANY corporation

LIMITED

GAOLING Foreign

2.47% 12,446,408

FUND,L.P. corporation

UBS

Foreign

(LUXEMBOUR 2.41% 12,150,199

corporation

G) S.A.

4/9

Gujing Distillery Original Chinese Spirits Abstract of Third Quarter Report 2016

Foreign

NORGES BANK 2.35% 11,853,146

corporation

CHINA INT'L

CAPITAL CORP

Foreign

HONG KONG 1.60% 8,040,454

corporation

SECURITIES

LTD

GREENWOODS

Foreign

CHINA ALPHA 1.52% 7,648,898

corporation

MASTER FUND

CENTRAL

HUIJIN State-owned

1.30% 6,543,600

INVESTMENT corporation

CO., LTD.

3W GREATER

Foreign

CHINA FOCUS 0.70% 3,529,479

corporation

FUND

CHINA

MERCHANTS

State-owned

SECURITIES 0.70% 3,504,116

corporation

(HK) CO.,

LIMITED

GOLDEN

Foreign

CHINA 0.68% 3,416,434

corporation

MASTER FUND

Shareholdings of top 10 non-restricted shareholders

Type of shares

Name of shareholder Number of non-restricted shares held at the period-end

Type Number

ANHUI GUJING GROUP RMB ordinary

271,404,022 271,404,022

COMPANY LIMITED share

Domestically

GAOLING FUND,L.P. 12,446,408 listed foreign 12,446,408

share

Domestically

UBS (LUXEMBOURG) S.A. 12,150,199 listed foreign 12,150,199

share

Domestically

NORGES BANK 11,853,146 listed foreign 11,853,146

share

CHINA INT'L CAPITAL CORP 8,040,454 Domestically 8,040,454

5/9

Gujing Distillery Original Chinese Spirits Abstract of Third Quarter Report 2016

HONG KONG SECURITIES LTD listed foreign

share

Domestically

GREENWOODS CHINA ALPHA

7,648,898 listed foreign 7,648,898

MASTER FUND

share

CENTRAL HUIJIN INVESTMENT RMB ordinary

6,543,600 6,543,600

CO., LTD. share

Domestically

3W GREATER CHINA FOCUS

3,529,479 listed foreign 3,529,479

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