Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015.
Dongxu Optoelectronic Technology Co., Ltd.
The Third Quarterly Report 2015
October 2015
1
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
I. Important Notice
The Board of Directors ,Supervisory Committee, all directors, supervisors and senior executives of the Company
hereby guarantees that there are no misstatement, misleading representation or important omissions in this report
and shall assume joint and several liability for the authenticity, accuracy and completeness of the contents hereof.
All of the directors presented the board meeting at which this Quarterly Report was examined.
Mr. Li Zhaoting, The Company leader, Mr. Li Quannian, Chief financial officer and the Mr..Xie Guozhong, the
person in charge of the accounting department (the person in charge of the accounting )declare: the financial
report carried in this report is authentic and completed
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Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
II. Main financial data and changes of shareholders
（1）Main financial data and financial index
Whether it has retroactive adjustment or re-statement on previous accounting data for accounting policy changed
and accounting error correction or not.
□ Yes √ No
End of the report period End of last year Year-on –year change
Gross assets（RMB） 17,051,343,958.93 12,468,163,299.77 36.76%
Net assets attributable to the
shareholders of the listed company 6,965,156,857.08 6,436,732,506.01 8.21%
（RMB）
Year-on Between beginning of the
Change from the same
This report period year to the end of the report
year change9%) period last year
period
Operating income（RMB） 860,590,482.99 210.10% 2,307,190,743.52 94.29%
Net profit attributable to the
shareholders of the listed company 356,396,750.91 81.11% 789,574,485.87 30.66%
（RMB）
Net profit after deducting of
non-recurring gain/loss attributable
to the shareholders of listed 121,558,715.61 581.63% 377,242,392.74 33.22%
company（RMB）
Cash flow generated by business
-- -- 912,736,415.23 -150.78%
operation, net（RMB）
Basic earning per
0.130 85.71% 0.300 36.36%
share(RMB/Share)
Diluted gains per
0.130 85.71% 0.300 36.36%
share(RMB/Share)(RMB/Share)
Weighted average income/asset
5.96% 91.64% 11.86% 20.04%
ratio（%）
Items and amount of non-current gains and losses
√Applicable □Not applicable
In RMB
Amount from beginning of
Items the year to the end of the Notes
report period
Non-current asset disposal gain/loss(including the write-off part
-35,050.57
for which assets impairment provision is made)
Govemment subsidies recognized in current gain and
loss(excluding those closely related to the Company’s business 466,628,049.96
and granted under the state’s policies)
Gains and losses from change of fair values of
held-for-transaction financial assets and financial liabilities 18,763,137.14
except for the effective hedge business related to normal business
of the Company, and investment income from disposal of
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Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
transactional financial assets and liabilities and financial assets
available for sale
Gain/loss on loans obtained by entrusting others 3,500,000.00
Other non-operating income and expenditure beside for the above
2,690,677.72
items
Less: Influenced amount of income tax 70,529,301.81
Amount of influence of minority interests（After tax） 8,685,419.31
Total 412,332,093.13 --
For the Company’s non-recurring gain/loss items as defined in the Explanatory Announcement No.1 on
information disclosure for Companies Offering their Securities to the Public-Non-recurring Gains and Losses and
its non-recurring gain/loss items as illustrated in the Explanatory Announcement No.1 on information Disclosure
for Companies offering their securities to the public-non-recurring Gains and losses which have been defined as
recurring gains and losses, it is necessary to explain the reason.
□ Applicable√ Not applicable
None of Non-recurring gain /loss items recognized as recurring gain /loss/items as defined by the information
disclosure explanatory Announcement No.1- Non –recurring gain/loss in the report period.
(II) Total number of shareholders and shareholding of top 10 shareholders by the end of the report period
(1) Total number of common shareholders and shareholding of top 10 common shareholders by the end of the
report period
In Shares
215,811(including 197,243 shareholders holding A shares and 18,568 shareholders
Total number of shareholders at the holding B shares)
end of report period
Particular about shares held by top ten shareholders
Amount of Pledging or freezing
Properties of Share tradable shares
Shareholder name Quantity Status of the
shareholder proportion % with Conditional Quantity
held shares
Domestic Non
Dongxu Group -State-owned 14.65% 390,093,000 390,093,000 Pledge 302,030,000
legal person
Shijiazhuang Baoshi Domestic Non
Electronic Group -State-owned 12.49% 332,382,171 Pledge 329,770,148
Co., Ltd. legal person
China Securities State-owned legal
2.99% 79,598,255
Finance Co., Ltd. person
Bank of China－
Huaxia
New-Economy
Flexibly-Configured
Other 1.38% 36,608,098
Mixed-Type
Sponsorship-Style
Securities
Investment Fund
Domestic Nature
Wang Wenxue 0.98% 26,061,446
person
Central Huijin State-owned legal
0.91% 24,205,500
Investment Co., Ltd. person
Domestic Nature
Wan Xingying 0.63% 16,653,504
person
Pi Guirong Domestic Nature 0.42% 11,083,033
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Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
person
CITIC Securities State-owned legal
0.30% 8,091,582
Co., Ltd. person
China Southern
Fund-Agricultural
Bank of China－
Other 0.30% 8,034,800
South Zhongzheng
Financial Asset
Management Plan
Shareholding of top 10 shareholders of unrestricted shares
Quantity of unrestricted shares held at the end of the Share type
Name of the shareholder
reporting period Share type Quantity
Shijiazhuang Baoshi Electronic Group RMB Common
332,382,171 332,382,171
Co., Ltd. shares
RMB Common
China Securities Finance Co., Ltd. 79,598,255 79,598,255
shares
Bank of China－Huaxia
New-Economy Flexibly-Configured RMB Common
36,608,098 36,608,098
Mixed-Type Sponsorship-Style shares
Securities Investment Fund
RMB Common
Wang Wenxue 26,061,446 26,061,446
shares
RMB Common
Central Huijin Investment Co., Ltd. 24,205,500 24,205,500
shares
RMB Common
Wan Xingying 16,653,504 16,653,504
shares
RMB Common
Pi Guirong 11,083,033 11,083,033
shares
RMB Common
CITIC Securities Co., Ltd. 8,091,582 8,091,582
shares
China Southern Fund-Agricultural
RMB Common
Bank of China－South Zhongzheng 8,034,800 8,034,800
shares
Financial Asset Management Plan
Foreign shares
China Merchants Securities (HK) Co., placed in
7,043,580 7,043,580
Ltd. domestic
exchange
Among the top ten shareholders holding non-restricted negotiable shares, Dongxu Group and
Baoshi Group have relationship and constitute persons taking concerted action. The Company
Explanation on associated relationship does not know whether there is relationship between the other top 10 shareholders holding
among the aforesaid shareholders non-restricted negotiable shares and between such shareholders
and the other top 10 shareholders.
Explanation on shareholders The natural persons in the top ten common stockholders Wang Wenxue and Pi Guirong
participating in the margin trading host 25,661,446 shares and 11,083,033 shares separately through margin trading, taking
business(if any 0.96% and 0.42% of the total shares in the company.
Agreed re-purchasing by the Company’s top 10 shareholders of common shares and top 10 shareholders of
unconditional common shares in the report period
□ Yes √ No
No agreed re-purchasing is performed by the Company’s shareholders in the report period.
(2) Total number of preferred shareholders and shareholding of top 10 preferred shareholders by the end of the
report period
□ Applicable√ Not applicable
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Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
III．Significant Events
I. Particular about large-margin change of main accounting statement item and financial index and its
reason.
√ Applicable □ Not applicable
Amount at the
Item in Amount at the Rate of
No beginning of Reason for change
statements end of period change (%)
period
Mainly caused by obtaining the bank loan and
Monetary the corporate bonds at the current period. In
1 5,929,630,340.09 3,196,271,083.93 85.52%
capital addition, the returned money of sales loan
increased.
Mainly caused by the increase in recovery on
Bills
2 114,380,638.20 449,510,678.50 -74.55% maturity date and purchase fund with
receivable
endorsement payment
Mainly caused by that significant increase
Account
3 1,155,178,153.45 638,809,800.10 80.83% occurred in business while increases occurred
receivable
in account payable before payback period.t
Mainly caused by the Company’s purchase of
4 Inventories 1,185,678,318.65 512,854,086.79 131.19% land, which resulted in an increase in
development cost
Mainly caused by the increase of the
Engineering
5 141,641,972.94 22,095,086.42 541.06% contribution and purchase materials for the
material
current LCD glass production line
Mainly caused by the acquisition of Jiangsu
Intangible
6 327,402,161.99 220,645,757.06 48.38% Jixing which resulted in an increase in land use
assets
right.
Short-term Mainly caused by the increase of the
7 2,957,300,000.00 1,288,900,000.00 129.44%
assets supplement for the Company’s circulating fund
Increases occurred in purchase with clearing,
8 Bills payable 535,974,050.00 280,000,000.00 91.42% moreover, increases occurred in notes for
merging into Jiangsu Jixing.
Mainly caused by that significant increases
Account
9 435,298,108.76 232,393,429.70 87.31% occurred in business while increases occurred
receivable
in account payable before payment period.
Advance Mainly caused by the increase in in-advanced
10 93,620,461.57 22,382,273.47 318.28%
payment charge for engineering equipment.
Non-current
Caused by the increase of the reclassification to
11 liability due in 416,000,000.00 268,000,000.00 55.22% the long-tern borrowing with due within 1 year
1 year
Business Caused by the expansion of the current business
12 2,307,190,743.52 1,187,490,880.62 94.29%
income scale, which brought in an increase in income
Caused by the expansion of business scale,
13 Business cost 1,308,321,129.42 610,174,226.74 114.42% which brought in an increase incost
accordingly.
Mainly caused by the increase in the current
Business tax
14 26,045,077.84 21,310,026.35 22.22% sales income, which resulted in increase in
and surcharge
business tax and surcharges.
Mainly caused by the increase , which brought
in increases in the expenditure of
15 Sales expense 19,953,669.05 8,725,734.18 128.68% transportation,
entertainment expense and travelling expense
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Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
accordingly.
Mainly caused by the expansion of business
Administrative management, which resulted in increases in the
16 236,628,601.36 122,149,746.12 93.72% staffs’ salary and office expenditure.
expense
Mainly caused by the increase of the
Financial
17 220,021,814.84 30,469,018.31 622.12% Company’s circulating capital loans and the
expenses
issuance of the corporate bonds
Mainly caused by the early provision for bed
Asset
debt and recovering it at the current period,
18 impairment -8,486,864.90 4,196,877.05 -302.22% which resulted in turning back in bad-debt
loss
provision.
Net Cash flow
Mainly caused by the increase in business,
generated by
19 912,736,415.23 -1,797,375,854.05 -150.78% which result in increase in returned money of
business
sales
operation
Net cash flow
Mainly caused by the decline in the current
20 generated by -582,721,174.77 -1,010,514,815.05 -42.33% construction asset expenditure
investment
II. The progress of significant events and influence, as well as the analysis and explanation on resolving
proposal.
√Applicable □Not applicable
The Issuance Audit Commission of CSRC carried out examination and approval for non-public A Share of the
Company on September 11, 2015, of which the application for A Share obtained examination and approval
unconditionally. CRSC issued CRSC License[2015]No.2270“Reply on Examining and Approving Dongxu
Optoelectronic Technology Co., Ltd. Non-public Issue of Shares” on October 10, 2015, examining and approving
that the non-public issued by the Company shall not be over 1,186,943,620 shares of new share.
Description of the website for
Overview of material matters Date of disclosing disclosing provisional
announcements
Non-public issuance has been China Securities Journal , Securities
examined and approved September 11, 2015 Times,Hong Kong Commercial Daily and
www.cninfo.com.cn.
III．The commitments of the Company and its shareholders holding over 5% of the Company’s total shares
in the report year of extending to the report year from previous year.
√ Applicable □ Not applicable
Time of
Period of
Commitmen making
Commitment Contents commitme Fulfillment
t maker commitme
nt
nt
If listed companies plans to sell tradable stocks through the
bid trading system of Shenzhen Stock Exchange and sell
Shijiazhuan
greater than 5% of shares within six months after the first
g Baoshi March 29, Long-term Under
Commitment on sales, will disclose the contents specified by the Form
Electronics
share reform Guide to Prompt Announcement of Removing Restriction 2007 effective Fulfillment
Group Co.,
on Sales of Non-tradable Stocks of Listed Companies
Ltd
through the prompt announcement of disclosing sales of
listed companies.
Commitment in the
acquisition report or
7
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
the report on equity
changes
Commitment made
upon the assets
replacement
Dongxu Group Co., Ltd. subscribed for 25.01% of the
Dongxu shares privately issued by the Company and promised that April 18, April 18, Under
Group, the period of sale restriction of such shares was 36 months 2013 2016 Fulfillment
from the first day of listing.
In view of: Dongxu Optoelectronic Technology Co., Ltd. is
applying for public offering of corporate bonds, and the
total scale of bonds will not exceed 1 billion yuan. After the
deduction of issue expenses, all the funds raised are planed
to be used to supplement the liquidity and support the
R&D, production and material purchase of glass substrate
and the equipment. Thus, the demands of business
Dongxu
operation and expansion in the company will be satisfied. February December
Optoelectro
The company promises: 1. The funds raised through the 10, 31, Under
nic
public offering of corporate bonds will not be directly or Fulfillment
Technology 2015 2020
indirectly invested in real estate development business, or
Co., Ltd.
used to increase the capital fund or as loans in subsidiaries
engaged in real estate business; 2. the funds raised through
the public offering of corporate bonds will not be used for
real estate development business in any form. The term of
validity of the promises is consistent with the duration of
the corporate bonds issued in the company this time.
1.From the date of commitment letter issued, except the
managed hosting company for Dongxue Optoelectronic ,
this company and majority-owned subsidiaries do not in
any way, directly or indirectly engaged in business and
Dongxue Optoelectronic and its subsidiaries are the same,
or similar, future Dongxue Optoelectronic shares and its
subsidiaries are not engaged in the same or similar
Commitments made businesses. 2.The company assurances against the use of
upon issuance precious stones share any act prejudicial to the control
relationship of Dongxu Optoelectronic interests and its
wholly-owned subsidiaries, holding, or causing Dongxue
Optoelectronic shares and its wholly-owned subsidiaries,
holding form business competition decisions. 3. The
company will not directly invest, purchase and Dongxu
Optoelectronic identical or similar business enterprises and
projects. 4.If the assets owned by the Dongxu
Dongxu Optoelectronic . compete with , the company will adopt
Group, effective measures and give up the same business. 5. If the
Shijiazhuan company has horizontal competition with Dongxu April 1, Long-term Under
g Baoshi Optoelectronic and lead to lose to it, the company will bear
2012 effective Fulfillment
Electronics all the responsibilities. 6. Before December 31, 2015, by
Group Co., way of designated placement, the company will transfer all
Ltd. the shares that Dongxu Optoelectronic Investment,
entrusted to Zhengzhou Xufei company and all the shares
that are entrusted to Baoshi Group, to Dongxu
Optoelectronics; Before December 31, 2016, by way of
designated placement, the company will transfer all the
shares that Dongxu Group entrusted to Dongxu Yingkou
and Sichuan Xuhong to Dongxu Optoelectronics. Within
the time limit mentioned above, if there were the external
factors such as a depression of industry as a whole, or the
changes in regulatory requirements, which lead to the result
that the shares of hosting company can not meet the
requirements of capital investment, Li Zhaoting, the actual
controller, Dongxu Optoelectronic Investment , Dongxu
Group and Baoshi Group as well as the company will
actively negotiate with related parties, continue to entrust
the above mentioned shares and the power of management
to Dongxu Optoelectronics. Within the period when the
8
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
company is still the controlling shareholder of Dongxu
Optoelectronics, the commitments are in effect.
In view of:The main business of Dongxu Optoelectronic is
the production of TFT-LCD glass substrate, and the
company now is applying for non-public offering of Bond;
(2) Dongxu Group is the controlling shareholder of Dongxu
Optoelectronic; and during the period of holding, Dongxu
Group has signed patent license contracts separately with
Dongxu Optoelectronic and its subsidiaries including Wuhu
Dongxu Optoelectronic Science and Technology Co., Ltd.
(hereinafter referred to as Wuhu Optoelectronic), Wuhu
Dongxu Optoelectronic Equipment Technology Co., Ltd.
(hereinafter referred to as Wuhu Equipment) and
Shijiazhuang Dongxu Optoelectronic Equipment
Technology Co., Ltd. (hereinafter referred to as
Shijiazhuang Equipment). For this purpose, Dongxu Group
has made following promises: Once acquires other patents
related to LCD glass substrate which are not included in February December
Dongxu Under
“Contract for Patent Exploitation License”above in the 8, 31,
Group, Fulfillment
future, Dongxu Group will sign the voluntary contract for 2015 2020
patent exploitation license with Dongxu Optoelectronic and
its subsidiaries(Wuhu Optoelectronic, Wuhu Equipment and
Shijiazhuang Equipment) fully according to the terms of
“Contract for Patent Exploitation License”above. After
Dongxu Optoelectronic issue the corporate bonds, during
the duration, whether Dongxu Group will control Dongxu
Optoelectronic or not, when the fulfilling of promise
according to the above “Contract for Patent Exploitation
License”comes to expiration date, Dongxu Group will still
accord with the application of Dongxu Optoelectronic, and
sign the original contract' terms unconditionally with
Dongxu Optoelectronic and its subsidiaries(Wuhu
Optoelectronic, Wuhu Equipment and Shijiazhuang
Equipment), of which the renewal of contract for patent
exploitation license will expire till the duration ends.
In view of:(1)The main business of Dongxu Optoelectronic
is the production of TFT-LCD glass substrate, and the
company now is applying for non-public offering of stock;
(2) Dongxu Group is the controlling shareholder of Dongxu
Optoelectronic; and during the period of holding, Dongxu
Group has signed patent license contracts separately with
Dongxu Optoelectronic and its subsidiaries including Wuhu
Dongxu Optoelectronic Science and Technology Co., Ltd.
(hereinafter referred to as Wuhu Optoelectronic), Wuhu
Dongxu Optoelectronic Equipment Technology Co., Ltd.
(hereinafter referred to as Wuhu Equipment) and
Dongxu Shijiazhuang Dongxu Optoelectronic Equipment June 17, Long-term Under
Group, Technology Co., Ltd. (hereinafter referred to as 2015 effective Fulfillment
Shijiazhuang Equipment). For this purpose, Dongxu Group
has made following promises: within the term of validity
involving patent right stated in patent license contracts,
whether Dongxu Optoelectronic is in the control of Dongxu
Group or not, Dongxu Group promises that when the above
mentioned patent license contracts expire, the group will
unconditionally renew the contracts with Dongxu
Optoelectronic and its subsidiaries (Wuhu Optoelectronic,
Wuhu Equipment, Shijiazhuang Equipment and etc)
according to the terms of original contracts based on the
requirements of Dongxu Optoelectronic.
Other commitments
made to minority
shareholders
Executed timely or
Yes
not?
9
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
IV．Prediction of Business performance for 2015
Estimation of accumulative net profit from the beginning of the year to the end of next report period to be loss
probably or the warning of its material change compared with the corresponding period of the last year and
explanation of reason.
□ Applicable √ Not applicable
V. Security investments
□ Applicable √Not applicable
The Company did not have any security investments during the reporting period.
VI. Equity interests held in other listed companies
□ Applicable √Not applicable
The Company did not hold any equity interests in other listed companies as at the end of the reporting period.
VII. Derivative investment
□ Applicable √ Not applicable
There is no derivative investment during the report period.
VIII. The registration form of acceptance of investigation, communication and interview in the report
period for future reference
√Applicable □ Not applicable
Class of
Place of
Date of Manner of parties Parties
receptio Main topics of discussion and information provided
reception reception accommod accommodated
n
ated
The Condition of 8 Billion RMB for Directional Add-Issuance
meeting Onsite Project: Completion Condition on Construction of Ten G6
Dongxing
Room of investigati Organizati Production Lines; The field of glass substrate whether has
May 29,2015 on Securities ,
the on developed new clients; Production Line Introduction of
Zhang Ji
compan Nominee Company; Construction Condition of Color Filter
y Production Line
The
Client Authentication and Shipments Condition of Glass
meeting Onsite Shenwan
Substrate; Time Arrangement Condition of Nominee Company
Room of investigati Organizati Hongyuan
June 10,2015 on Immitting; Industrial Supporting Condition of Color Filter;
the on Securities, Wang
Layout Plan of G8.5 Production Line; Resources Integration
compan Jianwei
Plan of Graphite and Graphene.
y
January 1,
The By phone Nonpublic Progress Condition of 8 Billion RMB of the
2015
Compan Individual Individual Company; Performance Condition of the Company; Operation
–September
y Condition of the Company
30,2015
IX. Particulars about illegal external guarantee
□ Applicable √Not applicable
The Company had no illegal external guarantee in the report period.
10
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
X. Particulars about non-operating fund of listed company occupied by the largest shareholder and its affili
ated enterprises
□ Applicable √Not applicable
It did not exist that non-operating fund of listed company was occupied by the largest shareholder and its affiliated enterprises in the r
eport period
11
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
IV. Financial statement
1. Financial statement
1.Consolidated Balance sheet
Prepared by Dongxu Optoelectronic Technology Co., Ltd.
September 30,2015
In RMB
Items Year-end balance Year-beginning balance
Current asset：
Monetary fund 5,929,630,340.09 3,196,271,083.93
Settlement provision
Outgoing call loan
Financial assets measured at fair value
with variations accounted into current
income account
Derivative financial assets
Bill receivable 114,380,638.20 449,510,678.50
Account receivable 1,155,178,153.45 638,809,800.10
Prepayments 2,263,697,747.93 2,749,454,904.89
Insurance receivable
Reinsurance receivable
Provisions of Reinsurance contracts
receivable
Interest receivable
Dividend receivable
Other account receivable 176,331,712.18 43,302,115.88
Repurchasing of financial assets
Inventories 1,185,678,318.65 512,854,086.79
Assets held for sales
Non-current asset due in 1 year
Other current asset 608,110,056.54 510,571,217.34
Total of current assets 11,433,006,967.04 8,100,773,887.43
Non-current assets：
Loans and payment on other’s behalf
disbursed
Disposable financial asset
Expired investment in possess
Long-term receivable
Long term share equity investment 71,801,357.49
Property investment
Fixed assets 2,691,267,690.15 1,958,761,855.66
12
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
Construction in progress 2,173,625,827.70 2,045,729,633.22
Engineering material 141,641,972.94 22,095,086.42
Fixed asset disposal
Production physical assets
Gas & petrol
Intangible assets 327,402,161.99 220,645,757.06
R & D petrol 34,604,956.31
Goodwill
Long-germ expenses to be amortized 16,404,710.07 14,106,796.67
Differed income tax asset 161,588,315.24 106,050,283.31
Other non-current asset
Total of non-current assets 5,618,336,991.89 4,367,389,412.34
Total of assets 17,051,343,958.93 12,468,163,299.77
Current liabilities
Short-term loans 2,957,300,000.00 1,288,900,000.00
Loan from Central Bank
Deposit received and hold for others
Call loan received
Financial liabilities measured at fair
value with variations accounted into
current income account
Derivative financial liabilities
Bill payable 535,974,050.00 280,000,000.00
Account payable 435,298,108.76 232,393,429.70
Advance payment 93,620,461.57 22,382,273.47
Selling of repurchased financial assets
Fees and commissions receivable
Employees’ wage payable 29,521,522.65 23,745,764.49
Tax payable 122,707,980.55 108,920,459.16
Interest payable 21,666,666.67
Dividend payable 30,000,000.00
Other account payable 106,611,796.03 69,267,124.39
Reinsurance fee payable
Insurance contract provision
Entrusted trading of securities
Entrusted selling of securities
Liabilities held for sales
Non-current liability due in 1 year 416,000,000.00 268,000,000.00
Other current liability 63,687,933.33 63,687,933.33
Total of current liability 4,782,388,519.56 2,387,296,984.54
Non-current liabilities：
Long-term loan 4,004,000,000.00 3,572,000,000.00
Bond payable 987,827,502.00
Including：preferred stock
Sustainable debt
Long-term payable
Long-term payable employees’s
13
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
remuneration
Special payable
Expected liabilities
Differed income 31,195,661.15 33,064,111.11
Differed income tax liability
Other non-current liabilities
Total non-current liabilities 5,023,023,163.15 3,605,064,111.11
Total of liability 9,805,411,682.71 5,992,361,095.65
Owners’ equity
Share capital 2,662,080,001.00 2,662,080,001.00
Other equity instrument
Including：preferred stock
Sustainable debt
Capital reserves 2,925,024,783.54 2,919,966,918.24
Less：Shares in stock
Other comprehensive income
Special reserves
Surplus reserves 66,158,108.81 66,158,108.81
Common risk provision
Undistributed profit 1,311,893,963.73 788,527,477.96
Total of owner’s equity belong to the
6,965,156,857.08 6,436,732,506.01
parent company
Minority shareholders’ equity 280,775,419.14 39,069,698.11
Total of owners’ equity 7,245,932,276.22 6,475,802,204.12
Total of liabilities and owners’ equity 17,051,343,958.93 12,468,163,299.77
Legal Representative: Li Zhaoting Person in charge of accounting：Li Quannian Accounting Dept Leader: Xie Guozhong
2.Parent Company Balance Sheet
In RMB
Items At the end of term Beginning of term
Current asset：
Monetary fund 4,355,915,219.60 1,736,774,243.99
Financial assets measured at fair value
with variations accounted into current
income account
Derivative financial assets
Bill receivable 611,200.00 100,000.00
Account receivable 20,681,958.62 12,495,493.29
Prepayments 115,447,495.37 863,556,776.13
Interest receivable
Dividend receivable 323,000,000.00
Other account receivable 1,270,462,224.96 316,867,754.88
Inventories 18,072,982.92 18,563,041.11
Assets held for sales
Non-current asset due in 1 year
Other current asset 247,165.08 19,211.84
14
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
Total of current assets 5,781,438,246.55 3,271,376,521.24
Non-current assets：
Disposable financial asset
Expired investment in possess
Long-term receivable
Long term share equity investment 5,416,558,692.98 5,096,912,035.49
Property investment
Fixed assets 51,603,302.32 55,683,240.25
Construction in progress
Engineering material
Fixed asset disposal
Production physical assets
Gas & petrol
Intangible assets 10,277,442.00 10,521,614.79
R & D petrol
Goodwill
Long-germ expenses to be amortized
Differed income tax asset 23,353,557.31 9,097,970.44
Other non-current asset
Total of non-current assets 5,501,792,994.61 5,172,214,860.97
Total of assets 11,283,231,241.16 8,443,591,382.21
Current liabilities
Short-term loans 2,180,000,000.00 900,000,000.00
Financial liabilities measured at fair
value with variations accounted into
current income account
Derivative financial liabilities
Bill payable
Account payable 16,149,053.89 19,083,770.39
Advance payment 10,587.90 20,937.90
Employees’ wage payable 3,690,253.31 5,250,269.40
Tax payable 1,021,561.74 1,986,624.99
Interest payable 21,666,666.67
Dividend payable
Other account payable 1,624,125,239.84 1,253,172,816.58
Liabilities held for sales
Non-current liability due in 1 year
Other current liability 20,000.00 20,000.00
Total of current liability 3,846,683,363.35 2,179,534,419.26
Non-current liabilities：
Long-term loan 1,040,000,000.00 400,000,000.00
Bond payable 987,827,502.00
Including：preferred stock
Sustainable debt
Long-term payable
15
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
Employees’ wage Long-term payable
Special payable
Expected liabilities
Differed income 15,000.00 25,000.00
Differed income tax liability
Other non-current liabilities
Total of Non-current liabilities 2,027,842,502.00 400,025,000.00
Total of liability 5,874,525,865.35 2,579,559,419.26
Owners’ equity
Share capital 2,662,080,001.00 2,662,080,001.00
Other equity instrument
Including：preferred stock
Sustainable debt
Capital reserves 2,787,494,503.79 2,782,714,603.79
Less：Shares in stock
Other comprehensive income
Special reserves
Surplus reserves 70,907,471.36 70,907,471.36
Undistributed profit -111,776,600.34 348,329,886.80
Total of owners’ equity 5,408,705,375.81 5,864,031,962.95
Total of liabilities and owners’ equity 11,283,231,241.16 8,443,591,382.21
3.Consolidated Profit statement of the Report period
In RMB
Item Report period Same period of the previous year
I. Income from the key business 860,590,482.99 277,516,137.53
Incl：Business income 860,590,482.99 277,516,137.53
Interest income
Insurance fee earned
Fee and commission received
II. Total business cost 688,672,341.39 240,420,933.53
Incl：Business cost 502,350,902.76 177,102,485.70
Interest expense
Fee and commission paid
Insurance discharge payment
Net claim amount paid
Insurance policy dividend paid
Insurance policy dividend paid
Reinsurance expenses
Business tax and surcharge 4,916,869.92 6,255,138.39
Sales expense 10,068,863.45 4,331,815.41
Administrative expense 89,231,530.09 41,543,133.93
Financial expenses 78,689,817.87 7,080,018.25
16
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
Asset impairment loss 3,414,357.30 4,108,341.85
Add：Gains from change of fir value
（“-”for loss）
Investment gain（“-”for loss） -170,564.77
Incl: investment gains from affiliates
Gains from currency exchange（“-”for
loss）
III. Operational profit（“-”for loss 171,747,576.83 37,095,204.00
Add：Non-business income 280,264,675.29 231,237,088.42
Incl：Gains from disposal of non-current
assets
Less：Non business expenses 25,293.04 101,569.13
Incl：Loss from disposal of non-current
-33,708.44 97,588.53
assets
IV.Total profit(“-”for loss) 451,986,959.08 268,230,723.29
Less：Income tax expenses 80,718,060.94 66,589,434.62
V. Net profit（“-”for net loss 371,268,898.14 201,641,288.67
Net profit attributable to the owners of
356,396,750.91 196,782,158.19
parent company
Minority shareholders’ equity 14,872,147.23 4,859,130.48
VI. Net after-tax of Other comprehensive
income
Net after-tax
of other comprehensive income attributab
le to owners of the parent company.
（I）Other comprehensive income items
that will not be reclassified into
gains/losses in the subsequent accounting
period
1.Re-measurement of defined benefit pla
ns of changes in net debt or net assets
2.Other comprehensive income under the
equity method investee can not be reclass
ified into profit or loss.
（II）
Other comprehensive income that will be
reclassified into profit or loss.
1.Other comprehensive income under the
equity method investee can be reclassifie
d into profit or loss.
2.Gains and losses from changes in fair v
alue available for sale financial assets
3.Held-to-maturity investments reclassifi
ed to gains and losses of available for sal
e financial assets
4.The effective portion of cash flow hedg
es and losses
5.Translation differences in currency fina
ncial statements
17
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
6.Other
Net
after-tax of other comprehensive income
attributable to Minority shareholders’
equity
VII. Total comprehensive income 371,268,898.14 201,641,288.67
Total comprehensive income attributable
356,396,750.91 196,782,158.19
to the owner of the parent company
Total comprehensive income
14,872,147.23 4,859,130.48
attributable minority shareholders
VIII. Earnings per share
（I）Basic earnings per share 0.130 0.07
(II)Diluted earnings per share 0.130 0.07
The current business combination under common control, the net profits of the combined party before achieved net profit of RMB 0,
last period the combined party realized RMB 0.
Legal Representative: Li Zhaoting Person in charge of accounting：Li Quannian Accounting Dept Leader:Xie Guozhong
4. Profit statement of the Parent Company of the Report period
In RMB
Items Report period Same period of the previous year
I. Income from the key business 7,318,343.31 8,352,621.13
Incl：Business cost 6,834,597.62 8,511,544.72
Business tax and surcharge -24,224.44
Sales expense 2,645.00 33,266.46
Administrative expense 15,787,103.30 8,456,229.12
Financial expenses 71,182,997.54 4,052,464.11
Asset impairment loss
Add：Gains from change of fir value
（“-”for loss）
Investment gain（“-”for loss） -170,564.77
Incl: investment gains from affiliates
II. Operational profit（“-”for loss -86,635,340.48 -12,700,883.28
Add：Non-business income 2,329.95 1,509,927.69
Incl：Gains from disposal of non-current
assets
Less：Non business expenses 200.00
Incl：Loss from disposal of non-current
-33,708.44
assets
III.Total profit(“-”for loss) -86,633,210.53 -11,190,955.59
Less：Income tax expenses
IV. Net profit（“-”for net loss） -86,633,210.53 -11,190,955.59
V. Net after-tax of Other comprehensive
income
（I）Other comprehensive income items
that will not be reclassified into
18
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
gains/losses in the subsequent
accounting period
1.Re-measurement of defined benefit pl
ans of changes in net debt or net assets
2.Other comprehensive income under th
e equity method investee can not be recl
assified into profit or loss.
（II）
Other comprehensive income that will b
e reclassified into profit or loss.
1.Other comprehensive income under th
e equity method investee can be reclassi
fied into profit or loss.
2.Gains and losses from changes in fair
value available for sale financial assets
3.Held-to-maturity investments reclassif
ied to gains and losses of available for s
ale financial assets
4.The effective portion of cash flow hed
ges and losses
5.Translation differences in currency fin
ancial statements
6.Other
VI. Total comprehensive income -86,633,210.53 -11,190,955.59
VII. Earnings per share：
（I）Basic earnings per share
(II)Diluted earnings per share
5. Consolidated Profit statement between the beginning of the year and end of the report period
In RMB
Items Report period Same period of the previous year
I. Total operating income 2,307,190,743.52 1,187,490,880.62
Including：Operating income 2,307,190,743.52 1,187,490,880.62
Interest income
Insurance gained
Commission charge and commission
income
II. Total operating cost 1,802,483,427.61 797,025,628.75
Including：Operating cost 1,308,321,129.42 610,174,226.74
Interest expense
Commission chare and commission
expense
Cash surrender value
Net amount of expense of compensation
Net amount of withdrawal of insurance
contract reserve
Bonus expense of guarantee slip
Reinsurance expense
Operating tax and extras 26,045,077.84 21,310,026.35
19
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
Sales expenses 19,953,669.05 8,725,734.18
Administration expenses 236,628,601.36 122,149,746.12
Financial expenses 220,021,814.84 30,469,018.31
Losses of devaluation of assets -8,486,864.90 4,196,877.05
Add ：Changing income of fair value
Investment income -198,642.51
Including：Investment income on affiliate
company and joint venture
Exchange income
III. Operating profit 504,508,673.40 390,465,251.87
Add ：Non-operating income 488,159,333.95 412,048,332.70
Including :Disposal Gains of non-current
assets
Less：Non-operating expense 112,519.70 113,169.37
Including :Disposal loss of non-current
1,342.13 97,588.53
assets
IV. Total profit 992,555,487.65 802,400,415.20
Less：Income tax 167,420,437.00 161,660,170.18
V. Net profit（“-”for net loss 825,135,050.65 640,740,245.02
Net profit attributable to the owners of
789,574,485.87 604,318,819.09
parent company
Minority shareholders’ equity 35,560,564.78 36,421,425.93
VI. Net after-tax of Other comprehensive
income
Net after-tax of
other comprehensive income attributable
to owners of the parent company.
（I）Other comprehensive income items
that will not be reclassified into
gains/losses in the subsequent accounting
period
1.Re-measurement of defined benefit pla
ns of changes in net debt or net assets
2.Other comprehensive income under the
equity method investee can not be reclass
ified into profit or loss.
（II）
Other comprehensive income that will be
reclassified into profit or loss.
1.Other comprehensive income under the
equity method investee can be reclassifie
d into profit or loss.
2.Gains and losses from changes in fair v
alue available for sale financial assets
3.Held-to-maturity investments reclassifi
ed to gains and losses of available for sal
e financial assets
4.The effective portion of cash flow hedg
es and losses
20
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
5.Translation differences in currency fina
ncial statements
6.Other
Net after-tax of
other comprehensive income attributable
to Minority shareholders’ equity
VII. Total comprehensive income 825,135,050.65 640,740,245.02
Total comprehensive income attributable
789,574,485.87 604,318,819.09
to the owner of the parent company
Total comprehensive income
35,560,564.78 36,421,425.93
attributable minority shareholders
VIII. Earnings per share
（I）Basic earnings per share 0.300 0.22
(II)Diluted earnings per share 0.300 0.22
The current business combination under common control, the net profits of the combined party before achieved net profit of RMB 0,
last period the combined party realized RMB 0.
6.Profit Statement of the Parent Between the Beginning of the Year and End of the Report Period
In RMB
Items Report period Same period of the previous year
I. Business income 14,613,180.93 29,657,179.61
Less：Business cost 10,302,986.23 26,934,620.66
Business tax and surcharge 331,279.88 118,271.63
Sales expense 2,744.00 135,588.76
Administrative expense 51,716,994.95 21,699,606.64
Financial expenses 166,770,874.01 4,516,617.77
Asset impairment loss -6,573,921.23 -950.00
Add：Gains from change of fir value
（“-”for loss）
Investment gain（“-”for loss） -198,642.51
Incl: investment gains from affiliates
II. Operational profit -208,136,419.42 -23,746,575.85
Add：Non-business income 16,253.95 6,337,807.56
Incl：Gains from disposal of
non-current assets
Less：Non business expenses 33,908.44 4,520.24
Incl：Loss from disposal of non-current
assets
III.Total profit -208,154,073.91 -17,413,288.53
Less：Income tax expenses -14,255,586.87
IV. Net profit） -193,898,487.04 -17,413,288.53
V. Net after-tax of Other comprehensive
income
（I）Other comprehensive income items
that will not be reclassified into
gains/losses in the subsequent
21
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
accounting period
1.Re-measurement of defined benefit pl
ans of changes in net debt or net assets
2.Other comprehensive income under th
e equity method investee can not be recl
assified into profit or loss.
（II）
Other comprehensive income that will b
e reclassified into profit or loss.
1.Other comprehensive income under th
e equity method investee can be reclassi
fied into profit or loss.
2.Gains and losses from changes in fair
value available for sale financial assets
3.Held-to-maturity investments reclassif
ied to gains and losses of available for s
ale financial assets
4.The effective portion of cash flow hed
ges and losses
5.Translation differences in currency fin
ancial statements
6.Other
VI. Total comprehensive income -193,898,487.04 -17,413,288.53
VII. Earnings per share
（I）Basic earnings per share
(II)Diluted earnings per share
7. Consolidated Cash Flow Statement Between the Beginning of the Year and End of the Report Period
In RMB
Items Report period Same period of the previous year
I.Cash flows from operating activities
Cash received from sales of goods or
2,186,019,945.41 339,652,686.54
rending of services
Net increase of customer deposits and
capital kept for brother company
Net increase of loans from central bank
Net increase of inter-bank loans from
other financial bodies
Cash received against original insurance
contract
Net cash received from reinsurance
business
Net increase of client deposit and
investment
Net increase of trade financial asset
disposal
Cash received as interest, processing fee
and commission
Net increase of inter-bank fund received
Net increase of repurchasing business
Tax returned 131,160,319.95 79,659,504.90
22
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
Other cash received from business
401,536,125.21 497,607,985.88
operation
Sub-total of cash inflow 2,718,716,390.57 916,920,177.32
Cash paid for purchasing of merchandise
766,404,111.95 1,938,821,312.57
and services
Net increase of client trade and advance
Net increase of savings n central bank
and brother company
Cash paid for original contract claim
Cash paid for interest, processing fee
and commission
Cash paid for policy dividend
Cash paid to staffs or paid for staffs 276,925,915.20 148,651,471.81
Taxes paid 404,105,383.86 302,481,514.71
Other cash paid for business activities 358,544,564.33 324,341,732.28
Sub-total of cash outflow from business
1,805,979,975.34 2,714,296,031.37
activities
Cash flow generated by business
912,736,415.23 -1,797,375,854.05
operation, net
II.Cash flow generated by investing
Cash received from investment
retrieving
Cash received as investment gains
Net cash retrieved from disposal of fixed
assets, intangible assets, and other
long-term assets
Net cash received from disposal of
subsidiaries or other operational units
Other investment-related cash received 64,574,268.94 21,508,443.43
Sub-total of cash inflow due to
64,574,268.94 21,508,443.43
investment activities
Cash paid for construction of
fixed assets, intangible assets 505,295,443.71 1,011,509,529.95
and other long-term assets
Cash paid as investment 72,000,000.00 20,513,728.53
Net increase of loan against pledge
Net cash received from subsidiaries and
other operational units
Other cash paid for investment activities 70,000,000.00
Sub-total of cash outflow due to
647,295,443.71 1,032,023,258.48
investment activities
Net cash flow generated by investment -582,721,174.77 -1,010,514,815.05
III.Cash flow generated by financing
Cash received as investment 19,500,000.00
Incl: Cash received as investment from
19,500,000.00
minor shareholders
Cash received as loans 3,419,100,000.00 2,503,900,000.00
Cash received from bond placing 987,000,000.00
Other financing –related ash received 139,252,860.33
Sub-total of cash inflow from financing
4,564,852,860.33 2,503,900,000.00
activities
23
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
Cash to repay debts 1,276,957,500.00 490,000,000.00
Cash paid as dividend, profit, or
644,765,990.47 168,921,838.19
interests
Incl: Dividend and profit paid by
30,000,000.00
subsidiaries to minor shareholder
Other cash paid for financing activities 257,000,000.00 17,342,000.61
Sub-total of cash outflow due to
2,178,723,490.47 676,263,838.80
financing activities
Net cash flow generated by financing 2,386,129,369.86 1,827,636,161.20
IV. Influence of exchange rate
-209,610.16
alternation on cash and cash equivalents
V.Net increase of cash and cash
2,715,935,000.16 -980,254,507.90
equivalents
Add: balance of cash and cash
3,006,271,083.93 2,465,010,913.24
equivalents at the beginning of term
VI ..Balance of cash and cash
5,722,206,084.09 1,484,756,405.34
equivalents at the end of term
8. Cash Flow Statement of the Parent Between the Beginning of the Year and End of the Report Period
In RMB
Items Amount in this period Amount in last period
I.Cash flows from operating activities
Cash received from sales of goods or
6,051,310.00 21,547,866.83
rending of services
Tax returned 400,038.32 7,206.86
Other cash received from business
730,374,797.72 803,977,206.72
operation
Sub-total of cash inflow 736,826,146.04 825,532,280.41
Cash paid for purchasing of merchandise
28,496,269.07 12,079,113.86
and services
Cash paid to staffs or paid for staffs 12,908,857.72 7,320,696.05
Taxes paid 4,988,291.76 2,386,361.13
Other cash paid for business activities 166,515,294.50 961,917,438.20
Sub-total of cash outflow from business
212,908,713.05 983,703,609.24
activities
Cash flow generated by business
523,917,432.99 -158,171,328.83
operation, net
II.Cash flow generated by investing
Cash received from investment
retrieving
Cash received as investment gains
Net cash retrieved from disposal of fixed
assets, intangible assets, and other
long-term assets
Net cash received from disposal of
subsidiaries or other operational units
Other investment-related cash received
Sub-total of cash inflow due to
investment activities
Cash paid for construction of
24
Dongxu Optoelectronic Technology Co., Ltd.The Third Quarterly Report 2015
fixed assets, intangible assets
and other long-term assets
Cash paid as investment 314,845,300.00 340,453,728.53
Net cash received from subsidiaries and
other operational units
Other cash paid for investment activities 70,000,000.00
Sub-total of cash outflow due to
384,845,300.00 340,453,728.53
investment activities
Net cash flow generated by investment -384,845,300.00 -340,453,728.53
III.Cash flow generated by financing
Cash received as investment
Cash received as loans 2,570,000,000.00 600,000,000.00
Cash received from bond placing 987,000,000.00
Other financing –related ash received 6,426,000.00
Sub-total of cash inflow from financing
3,563,426,000.00 600,000,000.00
activities
Cash to repay debts 650,000,000.00
Cash paid as dividend, profit, or interests 419,357,157.38 3,631,449.41
Other cash paid for financing activities 14,000,000.00
Sub-total of cash outflow due to
1,083,357,157.38 3,631,449.41
financing activities
Net cash flow generated by financing 2,480,068,842.62 596,368,550.59
IV. Influence of exchange rate
alternation on cash and cash equivalents
V.Net increase of cash and cash
2,619,140,975.61 97,743,493.23
equivalents
Add: balance of cash and cash
1,736,774,243.99 29,805,307.79
equivalents at the beginning of term
VI ..Balance of cash and cash
4,355,915,219.60 127,548,801.02
equivalents at the end of term
II. Auditor‘s report
Whether the Q3 report is audited
□ Yes √ No
The Q3 Report is not audited.
Dongxu Optoelectronic Technology Co., Ltd.
Board Chairman: Li Zhaoting
Issue day approved by the Board of Directors：October 29,2015
25
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