Stock Code: 000530; 200530 Short Form of the Stock: Daleng Gufen; Daleng B No: 2015-056
DALIAN REFRIGERATION CO., LTD.
QUARTERLY REPORT FOR THIRD QUARTER, 2015
§1 Important Notes
1.1 The directors and the Board of Directors, the supervisors and the Supervisory Board, and Senior staff
members of Dalian Refrigeration Co., Ltd. (hereinafter referred to as the Company) hereby confirm that there are
no any important omissions, fictitious statements or serious misleading carried in this report, and shall take all
responsibilities, individual and/or joint, for the reality, accuracy and completeness of the whole contents.
1.2 The Company’s quarterly financial report has not been audited.
1.3 Chairman of the Board of Directors of the Company Mr. Ji Zhijian, Financial Majordomo Ms. Rong Yan and
the head of Accounting Department Ms. Mao Chunhua hereby confirm that the financial report of the quarterly
report is true and complete.
1.4 This report is written respectively in Chinese and in English. In the event of any discrepancy between the two
above-mentioned versions, the Chinese version shall prevail.
§2 Major accounting data and changes of shareholders
2.1 Major accounting data and financial indexes
Is there any traceable adjustment to the financial statements for the previous report period?
□ Yes √No
Increase/decrease
2015.9.30 2014.12.31
over 2014.12.31
Total assets 3,756,069,397.24 3,053,930,248.25 22.99%
Shareholder’s equity attributable to
2,526,677,360.72 1,967,027,256.13 28.45%
parent company
Increase/decrease Increase/decrease over
2015.7-9 2015.1-9
over 2014.7-9 2014.1-9
Total operating income 484,517,139.92 25.53% 1,196,257,482.05 3.05%
Net profit attributable to parent
33,950,019.32 14.11% 99,427,795.31 3.32%
company
Net profit attributable to parent
company after deducting 33,885,912.04 15.55% 97,766,240.55 4.99%
non-recurring gains/losses
Net cash generated from operating
-- -- -165,467,951.74 -851.28%
activities
Basic earnings per share 0.10 11.11% 0.28 3.70%
Diluted earnings per share 0.10 11.11% 0.28 3.70%
Increase 0.13 Decrease0.10
Return on equity 1.65%
percentage points
4.91%
percentage points
Amount from beginning of
Item of non-recurring gains and losses year to the end of report
period
Profit and loss from disposal of non-current assets 14,675.21
Tax return or exemption exceeding authority or without formal authorization
4,603.31
documents
Government subsidies which were included in the current profits and losses 1,769,792.28
Other non-operating incomes and expenses except the above mentioned 159,853.31
Income tax effects 301,245.38
Minority equity interests effects (after tax) -13,876.03
Total 1,661,554.76
1
2.2 Total number and particulars of the shareholders by the end of the report period
Total shareholders at the end of report
31,814
period
Shareholding of top ten shareholders
Number of shares Number of
Name Nature Proportion Total number with sale pledged shares
restriction or shares frozen
Domestic non-state-owned legal
Dalian Bingshan Group Co., Ltd. 21.34% 76,855,683 19,213,921
person
SANYO ELECTRIC CO LTD Foreign legal person 9.72% 35,001,500 0
National Social Security Fund 107
Others 2.65% 9,599,507 0
Portfolio
Lion flexible configuration hybrid
Others 2.08% 7,485,593 0
securities investment fund
Vanguard harmony growth hybrid
Others 1.27% 4,568,929 0
securities investment fund
Schroder, state owned enterprises
reform and flexible allocation of Others 0.88% 3,174,350 0
securities investment funds
Wells Fargo in the securities investment
funds of the securities investment fund
Others 0.77% 2,779,721 0
of the state owned enterprise reform
index
Lin Zhenming Foreign natural person 0.76% 2,740,000 0
China industry selected hybrid
Others 0.72% 2,579,716 0
securities investment fund
Sun Huiming Domestic natural person 0.70% 2,504,566 0
Particulars about shares held by the top ten negotiable shareholders not subject to conditional sales
Name of shareholder EORP (shares) Type
Dalian Bingshan Group Co., Ltd. 57,641,762 A
SANYO ELECTRIC CO LTD 35,001,500 B
National Social Security Fund 107 Portfolio 9,599,507 A
Lion flexible configuration hybrid securities investment fund 7,485,593 A
Vanguard harmony growth hybrid securities investment fund 4,568,929 A
Schroder, state owned enterprises reform and flexible allocation of securities
3,174,350 A
investment funds
Wells Fargo in the securities investment funds of the securities investment fund
2,779,721 A
of the state owned enterprise reform index
Lin Zhenming 2,740,000 B
China industry selected hybrid securities investment fund 2,579,716 A
Sun Huiming 2,504,566 B
Dalian Bingshan Group Co., Ltd. had the
association relationship with Sanyo Electric Co.,
Notes to the associated relationship and uniform actions of the above
Ltd. among the above shareholders. Sanyo
shareholders
Electric Co., Ltd. holds 30% of Dalian Bingshan
Group Co., Ltd.'s equity.
Did the Company's shareholders conduct the agreed repurchase transactions in the reporting period?
□ Yes √ No
Information on the total number of preferred shareholders and the shares held by top ten preferred shareholders as
of the end of the reporting period
□ Yes √ No
2
§3 Important Matters
3.1 Major changes in main financial items and indexes, and description of the cause
√ Applicable □ Inapplicable
1. Monetary fund reduced obviously over that of year-beginning, mainly because the equity transfer amount of the
Dalian Bingshan Metal Processing Co., Ltd., Dalian Sanyo High Efficient Freezing System Co., Ltd, Changzhou
Jingxue Refrigeration Equipment Co., Ltd. and Wuhan New World Refrigeration Industry Co., Ltd. are paid in the
Period;
2. Note receivable increased obviously over that of year-beginning, mainly because the note receivable paid for
goods are increased in the Period from clients;
3. Account receivable increased significantly over that of year-beginning, mainly because the normal payment
collection are affected by the financial strain from client in the Period;
4. Account paid in advance increased obviously over that of year-beginning, mainly because the purchasing of
equipment paid advance and engineering amount paid in advance in the Period;
5. Financial assets available for sale increased obviously over that of year-beginning, mainly because the equity of
Guotai Junan Securities Co., Ltd., hold by the Company, are transferred by market price due to the listing of Guotai
Junan shares in the Period;
6. Construction in process has a significant increase over that of year-beginning, mainly because the civil
construction increased in the Period;
7. Wages payable has a significant decrease over that of year-beginning, mainly because the wages which has been
accrual at end of last year are paid in the Period;
8. Tax payable has a significant increase over that of year-beginning, mainly due to the increase of the VAT in the
Period;
9. Sales expenses have a significant decreased on a y-o-y basis, mainly because after the service platform
established, the corresponding human cost from original after-sale service business, which reckoned in sales
expenses, are calculated in the business costs under the name of Bingshan Technology Service (Dalian) Co., Ltd.;
and sales resources of the parent company and subsidiaries are integrated after sales platform established, thus the
cost reduced and benefit increased;
10. Financial expenses have a significant increased on a y-o-y basis, mainly because time deposit reduced, so the
interest income declined;
11. Assets impairment loss has a significant decreased on a y-o-y basis, mainly because the receivable for
long-aged are declined in the Period, the bad debt provision accural decreased;
12. Net cash flow arising from operation activities have a significant decreased on a y-o-y basis, mainly because the
cash received from good sales and rendering of services are declined in the Period;
13. Net cash flow arising from investment activities have a significant decreased on a y-o-y basis, mainly because
the equity transfer amount paid in the Period;
14. Net cash flow arising from financing activities have a significant increased on a y-o-y basis, mainly because the
equity subscription of the restricted shares from incentive objects are received in the Period.
3.2 Analytic description of major matters, their influence and solutions
Applicable√ Inapplicable
3.3 Commitments of the Company or its shareholders holding 5% or higher of the shares in the reporting period or
carried to the reporting period
Applicable√ Inapplicable
3.4 Precautions on forecasting of 2015, the accumulated net profit may be turned into loss or change greatly
compared with that in the same period of the last year, and description of the cause
□ Applicable √ Inapplicable
3.5 Securities investment
□ Applicable √ Inapplicable
3.6 Held other listed companies' equity
√ Applicable □ Inapplicable
3
Proportion of share
Amount of primary Quantity (Shares) Book value at the
Name of object held equity in that Profit and loss within period
investment held end of period
company
Guotai Junan
30,098,895.00 30,098,895 0.39% 559,839,447.00 0.00
Secunities Co., Ltd
Total 30,098,895.00 30,098,895 - 559,839,447.00 0.00
3.7 Derivative investment
□ Applicable √ Not applicable
During the reporting period, the Company does not exist derivative investment.
3.8 Table of investigation, communication, interview received
Topic in discussion
Reception Reception Type of received
Reception form Received persons and provided
time location persons
information
Company’s
July. 01, 2015 Field investigation Institution Liu Zhijun from GF Securities
office
Company’s She Weichao from Orient Securities Co., Ltd
July. 15, 2015 Field investigation Institution
office and other 9 persons.
Company’s Wang Huajun, Lichen from China Galaxy
July. 31, 2015 Field investigation Institution
office Securities.
Company’s Telephone Liu Zhijun, Cai Hengyang from GF Securities
Aug. 21, 2015 Institution
office communication and other 26 persons
Xiao Qunxi from Huatai Securities and other 32
Aug. 25, 2015 Shanghai Field investigation Institution
persons
In Guotai Junan
Securities Huang Kun from Guotai Junan Securities and Information about
Aug. 26, 2015 Shanghai Institution
other 23 persons the fundamentals of
medium-term
the Company
strategy
Li Chen, Dingbo from China Galaxy Securities.
Company’s
Aug. 28, 2015 Field investigation Institution Du Chaoshui from Xi Niu investment .Guan
office
Meng from CITIC Securities
Da Lian Securities Regulatory Commission, Da
2015 investors go Institutions and
The into the Dalian area individuals Lian Listing Corporation union, Da Lian
Sep.16.2015
Company listing Corporation
series of activities Securities Association and Institution and
individual investors from Da Lian
Company’s
Sep.23 2015 Field investigation Institution He Siyuan from Hua Chuang Securities.
office
Board of Directors of Dalian Refrigeration Co., Ltd.
October 22, 2015
4
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